SEC Compliance Officer

We are a Swiss compliance firm primarily focused on Swiss asset managers and are currently looking for an SEC Compliance Officer to strengthen our Compliance function by serving our clients who are dual-registered: FINMA licenced and are also registered as investment advisers in the United States, SEC Investment Adviser (RIA). The ideal candidate will possess deep expertise in SEC regulations applicable to registered investment advisers and, preferably, a solid understanding of the Swiss regula…

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